CC
Colleen C. Cowan
TRUIST ADVISORY SERVICES
MIRAMAR, FL 33027
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CRD#: 4392728
CC
Professional summary
Colleen Coyle Cowan, who also goes by Colleen Coyle, Colleen Coyle Hubbard, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Miramar, Florida and TRUIST INVESTMENT SERVICES, INC. located in Miramar, Florida.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Colleen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colleen Coyle | Colleen Coyle Hubbard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAMPUS TREASURE HUNTS, LLC POSITION: Owner/ President NATURE: Update: 08-20-2018 I have now created a website andhave a formal name for the business, Campus Treasure Hunts, LLC. It is setting up observational treasure hunts on college campuses. The participant is looking for historical statues, artwork, etc., all outside and visible to the general public. Create treasure hunts for individuals (observational treasure hunts only) for parties in their neighborhood or other places. I have NOT incorporated or started selling anything for this business as I thought I needed approval PRIOR to beginning this outside business. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2018 ADDRESS: , Weston FL , United States DESCRIPTION: UPDATE: 8-20-2018. I design observational treasure hunt quizzes for participants regarding their college campuses. This is in the idea stage. I want to move forward so I have not set it up as a legal entity yet. I create walking, observational treasure hunts for certain events and sell them. I am answering the above questions as it would be once I set up the company.
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Coyle Cowan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 14425 Miramar Pkwy, Miramar, FL 33027RIA
CRD#: 283390
MIRAMAR, FL
Current
June 19, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 14425 Miramar Pkwy, Miramar, FL 33027Office #2: 4475 S Flamingo Rd, Davie, FL 33330Office #3: 4000 Hollywood Blvd, Hollywood, FL 33021Office #4: 11200 Pines Blvd, Pembroke Pines, FL 33026BD
CRD#: 17499
Miramar, FL
Past
June 21, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
PEMBROKE PINES, FL
Past
April 3, 2008 - June 19, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HOLLYWOOD, FL
Past
April 2, 2008 - June 19, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HOLLYWOOD, FL
Past
July 29, 2004 - April 3, 2008
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
PLANTATION, FL
Past
July 27, 2004 - April 3, 2008
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
PLANTATION, FL
Past
April 22, 2003 - August 4, 2004
UNION PLANTERS INVESTMENT ADVISORS, INC.
RIA
CRD#: 111807
PLANTATION, FL
Past
February 6, 2003 - August 4, 2004
PFIC SECURITIES CORPORATION
BD
CRD#: 34941
FRANKLIN, TN
Past
January 30, 2002 - February 27, 2003
QUICK & REILLY, INC.
RIA
CRD#: 11217
DAVIE, FL
Past
January 30, 2002 - February 27, 2003
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
May 24, 2001 - December 19, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2019)
RR
California(5/7/2024)
RR
Colorado(8/2/2024)
RR
Connecticut(1/4/2017)
RR
Florida(6/19/2012)
IAR
Florida(8/24/2016)
RR
Georgia(5/21/2020)
RR
Illinois(7/16/2021)
RR
New Jersey(6/19/2012)
RR
North Carolina(10/7/2019)
RR
Texas(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Miramar, FL 33027TRUST BUT VERIFY
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