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AK

Andrew T. Koskie

CETERA INVESTMENT ADVISERS
ST PAUL, MN 55101
Some features on this profile are disabled
CRD#: 4392687
AK

Professional summary

Andrew Thomas Koskie, who also goes by Andrew T Koskie, Andy Koskie, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and AVANTAX PLANNING PARTNERS, INC. located in Saint Paul, Minnesota.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 13 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew T Koskie | Andy Koskie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Koskie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 400 Robert St N Ste 800, St Paul, MN 55101Office #2: 21956 Jason Ave N., Forest Lake, MN 55025
RIA
CRD#: 105644
ST PAUL, MN
Current

July 5, 2024 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #2: 400 Robert Street North Suite 1350, St. Paul, MN 55101
RIA
CRD#: 106237
SAINT PAUL, MN
Current

August 10, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 13572
Saint Paul, MN
Current

August 14, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 15340
Saint Paul, MN
Current

August 14, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 10358
Saint Paul, MN
Current

August 14, 2023 - Present

CETERA ADVISORS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 10299
Saint Paul, MN
Past

July 5, 2024 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
SAINT PAUL, MN
Past

July 1, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

January 15, 2014 - November 8, 2021

CRI SECURITIES, LLC

RIA
CRD#: 22589
ST PAUL, MN
Past

January 15, 2014 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ST PAUL, MN
Past

March 15, 2007 - November 8, 2021

CRI SECURITIES, LLC

BD
CRD#: 22589
ST PAUL, MN
Past

February 6, 2006 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

December 6, 2002 - November 22, 2006

WORTHMARK ALLIANCE VIII, LLC

BD
CRD#: 121783
ST. PAUL, MN
Past

October 28, 2002 - August 23, 2005

SUBURBAN FINANCIAL SERVICES, LLC

BD
CRD#: 120789
HUNTINGTON VALLEY, PA
Past

June 7, 2001 - November 10, 2003

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

June 7, 2001 - March 31, 2006

WORTHMARK FINANCIAL SERVICES, LLC

BD
CRD#: 47086
ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(8/10/2023)
IAR
Minnesota
(8/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/14/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/4/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644St Paul, MN 55101

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