Ryan D. Naugle

ADVICE & PLANNING SERVICES LLC

Youngwood, PA 15697

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CRD#: 4392246

Professional summary

Ryan Douglas Naugle, CFP®, who also goes by Ryan D Naugle, Ryan D. Naugle, is a registered financial advisor currently at ADVICE & PLANNING SERVICES LLC located in Youngwood, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Youngwood, Pennsylvania.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan D Naugle | Ryan D. Naugle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Advice & Planning Services, LLC- Investment Related Business- 10 North 4th Street, Suite 100, Youngwood, PA 15697- Investment Advising- Owner, Chief Compliance Officer- May 2016 Start- 160 hrs/ month- 104 hrs during security trading hours- Complete financial planning and investment advisory services for individuals and business owners. 2) PKS Financial/Ash Brokerage. Investment Related. 80 State St, Albany, NY 12207. Insurance Products. Broker. 05/2017. 2 Hrs/Mo; 0 During Trading Hours. I will use Ash Brokerage for my Clients that need Insurance Products, Such as Life, Disability, or Long Term Care Coverage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Douglas Naugle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

May 20, 2016 - Present

ADVICE & PLANNING SERVICES LLC

Office #1: 10 North 4th Street Suite 100, Youngwood, PA 15697

RIA

CRD#: 283626

Youngwood, PA

Current

May 20, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 10 North 4th Street Suite 100, Youngwood, PA 15697

CRD#: 35747

Youngwood, PA

Past

April 15, 2015 - April 6, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

GREENSBURG, PA

Past

April 15, 2015 - April 6, 2016

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Greensburg, PA

Past

June 22, 2011 - April 6, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

PITTSBURGH, PA

Past

September 16, 2009 - April 6, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

PITTSBURGH, PA

Past

September 4, 2007 - September 16, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

DELMONT, PA

Past

June 8, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

DELMONT, PA

Past

June 8, 2001 - September 16, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

DELMONT, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVICE & PLANNING SERVICES LLC

CRD#: 283626 / SEC#: 801-120211

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/21/2024)

Georgia
(4/5/2021)

Maryland
(8/21/2024)

New York
(8/22/2024)

Pennsylvania
(5/20/2016)

IAR

Pennsylvania
(5/20/2016)

South Carolina
(8/21/2024)

Virginia
(8/22/2024)

West Virginia
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/15/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ADVICE & PLANNING SERVICES LLC

CRD#: 283626 / SEC#: 801-120211

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

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Contact information

Main Address

10 North 4th Street Suite 100, Youngwood, PA 15697

Mailing Address

Phone number

(724) 635-0427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- ADVICE & PLANNING SERVICES LLC (2/3/2025)

NICOLE SZAKOS ADV PART 2B (2/3/2025)

ADV PART 2B- NAUGLE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 169,924,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan D. Naugle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Douglas Naugle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ADVICE & PLANNING SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/7/2001

Series 24

Date: 7/31/2003

FINRA

Current Firm

ADVICE & PLANNING SERVICES LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVICE & PLANNING SERVICES LLC

TRUST BUT VERIFY

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