Kimberly A. Jackson
Professional summary
Kimberly Ann Jackson, who also goes by Kimberly Ann Rolls, Kimberly Ann Rolls, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Carmel, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kimberly has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Ann Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
March 23, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 15, 2021 - March 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
April 6, 2021 - March 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
May 25, 2017 - September 4, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
February 21, 2006 - February 4, 2008
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - February 4, 2008
CITIGROUP GLOBAL MARKETS INC.
August 10, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
August 9, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 4, 2003 - September 9, 2004
T. ROWE PRICE ADVISORY SERVICES, INC.
May 11, 2001 - September 9, 2004
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2025)
(3/23/2022)
(3/23/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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