Peter D. Field
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Douglas Field MR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2002. Peter had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2008 - December 31, 2023
MERRYFIELD INVESTMENT MANAGEMENT, INC
April 8, 2002 - April 11, 2008
NEW LEAF ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
MERRYFIELD INVESTMENT MANAGEMENT, INC
CRD#: 146567 / SEC#: 801-68885
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 38,177,674 |
Red Flags
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