Dave A. Singh
Professional summary
Dave Andrew Singh is a registered financial professional currently at BRIGHT TRADING, LLC located in Henderson, Nevada.
Dave is registered as a RR (Registered Representative) and started their career in finance in 2001. Dave has worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dave Andrew Singh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2010 - Present
BRIGHT TRADING, LLC
Office #1: 10521 Jeffreys Street, Suite 121, Henderson, NV 89052November 18, 2008 - March 24, 2010
SINGH CAPITAL ADVISORS, LLC
April 1, 2008 - June 2, 2009
BRIGHT TRADING, LLC
March 26, 2002 - May 24, 2002
FIRST ALLIED SECURITIES, INC.
July 5, 2001 - April 1, 2002
B.B. GRAHAM & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
BRIGHT TRADING, LLC
CRD#: 34702 / SEC#: , 8-44990
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHT INVESTMENTS, LLC | MANAGING MEMBER | |
| ARLINSKY, KOSTA | TRADER | 5510518 |
| ARLINSKY, STEVE | TRADER | 5510563 |
| JONES, KEN ANDO | TRADER | 5512985 |
| SORGIC, SINISA | TRADER | 5513001 |
| ANDERSON, DIANA ELIZABETH | COMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER | 4894089 |
| BRIGHT, ROBERT ALVIN | CEO, CFO | 1148394 |
| CHAN, STEPHEN KEI ON | TRADER | 5571223 |
| FRIESEN, ROBIN DALE | PRESIDENT/CHIEF OPERATING OFFICER | 5518030 |
| ROSS, CHRISTINE ANGEL | CFO, FINOP | 5512412 |
| SHILLETTO, ANDREW E MR. | TRADER | 4793136 |
| WALENTINY, CARLO ANNE JOSEPH | TRADER | 5518113 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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