Rana V. Prasad
Professional summary
Rana Vasu Prasad, who also goes by Rana V. Prasad, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Rana is registered as a RR (Registered Representative) and started their career in finance in 2001. Rana has worked at 5 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rana Vasu Prasad's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2010 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020April 16, 2008 - November 30, 2009
BOURNEBRIDGE SECURITIES LLC
April 21, 2006 - December 20, 2006
CULLUM & BURKS SECURITIES, INC.
April 4, 2002 - September 7, 2004
TWENTY-FIRST SECURITIES CORPORATION
May 17, 2001 - March 14, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2015)
(1/23/2015)
(6/22/2012)
(1/23/2015)
(4/29/2010)
(4/19/2013)
(7/24/2013)
(1/23/2015)
(1/23/2015)
(12/4/2012)
(12/4/2012)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(6/28/2013)
(1/23/2015)
(11/23/2011)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(5/8/2013)
(3/14/2011)
(12/4/2012)
(5/29/2012)
(1/23/2015)
(6/18/2012)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(2/27/2014)
(8/26/2013)
(1/23/2015)
(1/31/2011)
(4/11/2012)
(1/23/2015)
(11/10/2014)
(12/6/2012)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(4/19/2023)
(2/26/2013)
(9/23/2013)
(1/23/2015)
(1/23/2015)
(2/22/2011)
(1/23/2015)
(1/23/2015)
(1/23/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 7/3/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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