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Cesar R Ramirez

CRD# 4390007·Registered 2007 - 2020
Previously Registered: Being a previously registered professional could mean that Cesar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cesar R Ramirez, who also goes by Cesar R Ramirez, Cesar Raul Ramirez, Cesar Ramirez, was a registered financial advisor. Cesar was a previously registered financial professional and started their career in finance 2007 - 2020. Cesar had worked at 9 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cesar R Ramirez, Cesar Raul Ramirez, Cesar Ramirez

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

PALAFOX TRADING LLC·CRD# 131114
BD
Miami, FL
October 8, 2019 - September 8, 2020
CITADEL SECURITIES LLC·CRD# 116797
BD
Miami, FL
October 8, 2019 - September 8, 2020
CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
Miami, FL
October 8, 2019 - September 8, 2020
CITADEL CLEARING LLC·CRD# 172693
BD
Miami, FL
October 8, 2019 - September 8, 2020
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
November 13, 2018 - September 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 4, 2014 - September 25, 2019
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
April 5, 2011 - September 27, 2012
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
December 21, 2007 - May 3, 2011
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
June 6, 2007 - December 6, 2007

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Current Firm

PT
PALAFOX TRADING LLC

PALAFOX TRADING LLC

CRD#: 131114 / SEC#: 8-66420
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 01/16/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER—
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2518443
CITADEL ADVISORS LLCMANAGER—
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER AND FINOP5587809
SAHADI, NICHOLAS MITCHELLCHIEF COMPLIANCE OFFICER4044856

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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