Erica L. Willems
Professional summary
Erica Lynn Willems is a registered financial professional currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey.
Erica is registered as a RR (Registered Representative) and started their career in finance in 2001. Erica has worked at 4 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 50, Series 55, Series 7, Series 24, Series 53, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erica Lynn Willems's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
CRB SECURITIES, LLC
Office #1: 2115 Linwood Ave 4th Floor, Fort Lee, NJ 07024August 2, 2001 - July 20, 2021
ROBERT W. BAIRD & CO. INCORPORATED
August 2, 2001 - July 20, 2021
ROBERT W. BAIRD & CO. INCORPORATED
June 20, 2001 - July 2, 2001
IDS LIFE INSURANCE COMPANY
June 20, 2001 - July 2, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2023)
(2/22/2022)
(2/22/2022)
(8/17/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 12/30/2013
Limited Representative-Equity Trader ExamFINRA
Current Firm
CRB SECURITIES, LLC
CRD#: 283134 / SEC#: , 8-69740
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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