TD
Traci-anne Dracoulis
CETERA INVESTMENT ADVISERS LLC
MIDLOTHIAN, VA 23113
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CRD#: 4389526
TD
Professional summary
Traci-anne Dracoulis, CFP®, who also goes by Traci-anne Cassin, Traci-anne Dracoulis, Traci-anne Dracoulis, Traci Anne Dracoulis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Midlothian, Virginia and CETERA WEALTH SERVICES, LLC located in Midlothian, Virginia.
Traci-anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Traci-anne has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Traci-Anne Cassin | Traci-Anne Dracoulis | Traci-Anne Dracoulis | Traci Anne Dracoulis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: SGT DRAC WOODWORKING LLC INVESTMENT RELATED: NO ADDRESS: 12607 ERINTON CT CHESTERFIELD, VA NATURE OF BUSINESS: CUSTOM WOODWORKING START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADMINISTATIVE AND MARKETING; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2024, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: VAM PARTNERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Traci-anne Dracoulis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 5, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 Wylderose Drive, Midlothian, VA 23113RIA
CRD#: 105644
MIDLOTHIAN, VA
Current
February 21, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Wylderose Drive, Midlothian, VA 23113BD
CRD#: 13572
Midlothian, VA
Past
August 17, 2017 - June 30, 2020
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
August 17, 2017 - June 30, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
March 25, 2017 - August 10, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
COLONIAL HEIGHTS, VA
Past
March 25, 2017 - August 10, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
COLONIAL HEIGHTS, VA
Past
July 21, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
COLONIAL HEIGHTS, VA
Past
July 21, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
COLONIAL HEIGHTS, VA
Past
May 13, 2011 - July 28, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GLEN ALLEN, VA
Past
February 25, 2011 - July 28, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GLEN ALLEN, VA
Past
August 30, 2001 - November 22, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SAN ANTONIO, TX
Past
July 5, 2001 - November 22, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(1/2/2025)
RR
Texas(11/7/2024)
IAR
Texas(11/7/2024)
IAR
Virginia(3/5/2024)
RR
Virginia(3/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Midlothian, VA 23113TRUST BUT VERIFY
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