Traci-anne Dracoulis
Professional summary
Traci-anne Dracoulis, CFP®, who also goes by Traci-anne Cassin, Traci-anne Dracoulis, Traci-anne Dracoulis, Traci Anne Dracoulis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Midlothian, Virginia and CETERA WEALTH SERVICES, LLC located in Midlothian, Virginia.
Traci-anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Traci-anne has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Traci-anne Dracoulis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 Wylderose Drive, Midlothian, VA 23113February 21, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Wylderose Drive, Midlothian, VA 23113August 17, 2017 - June 30, 2020
BB&T SECURITIES, LLC
August 17, 2017 - June 30, 2020
BB&T SECURITIES, LLC
March 25, 2017 - August 10, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 10, 2017
MML INVESTORS SERVICES, LLC
July 21, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
July 21, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 13, 2011 - July 28, 2014
MML INVESTORS SERVICES, LLC
February 25, 2011 - July 28, 2014
MML INVESTORS SERVICES, LLC
August 30, 2001 - November 22, 2002
MORGAN STANLEY DW INC.
July 5, 2001 - November 22, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(11/7/2024)
(11/7/2024)
(3/5/2024)
(3/6/2024)
Exams
Series 7TO
Date: 11/4/2022
General Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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