MB
Mary Ann Best
ALLIANCEBERNSTEIN L.P.
WASHINGTON, DC 20006-2720
Some features on this profile are disabled
CRD#: 4389355
MB
Professional summary
Mary Ann Best, who also goes by Mary Ann Best, Mary Ann Millard, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Washington, District Of Columbia and SANFORD C. BERNSTEIN & CO., LLC located in Washington, District Of Columbia.
Mary Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mary Ann has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Ann Best | Mary Ann Millard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE MILLARD GROUP 719 SOUTH UNION STREET
ALEXANDRIA, VA 22314 COMMERCIAL REAL ESTATE
MARKETING EMPLOYEE,OCTOBER, 2004,20 HOURS MONTH TO OTHER BUSINESS, NONE DURING TRADE,MARKETING CONSULTANT. ADVISE AND GIVE STRATEGIC MARKETING IDEAS TO FIRM.SAINT STEPHENS AND SAINT AGNES SCHOOL FOUNDATION
1000 ST. STEPHENS ROAD ALEXANDRIA, VA 22304
PRIVATE SCHOOL CHAIRMAN OF THE FOUNDATION BOARD,OCTOBER, 2004. 6 HRS DURING A MONTH NO HRS DURING TRADE CHAIRMAN OF THE FOUNDATION BOARD.WINROCK, LLC 10616 GOOD SPRING AVENUE GREAT FALLS, VA WINROCK,LLC HOLDS A RESIDENTIAL APARTMENT BUILDING ONE OF FOUR OWNERS (MY HUSBAND, DAVE MILLARD AND I OWN HALF)SOME TIME IN 2007. NO HRS DURING TRADE OR MONTHLY. NONE. JUST A PASSIVE OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Mary Ann Best's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2011 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 800 Connecticut Avenue, N.w., Suite 1001, Washington, DC 20006-2720RIA
CRD#: 108477
WASHINGTON, DC
Current
May 9, 2011 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 800 Connecticut Avenue, N.w. Suite 1100, Washington, DC 20006-2720RIA
BD
CRD#: 104474
Washington, DC
Past
October 13, 2009 - March 11, 2011
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WASHINGTON, DC
Past
October 5, 2001 - September 9, 2009
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
WASHINGTON, DC
Past
August 13, 2001 - September 9, 2009
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/13/2015)
RR
California(7/8/2011)
RR
Colorado(7/11/2011)
RR
Connecticut(8/13/2015)
RR
Delaware(5/14/2014)
RR
District of Columbia(5/9/2011)
IAR
District of Columbia(7/5/2011)
RR
Florida(11/25/2011)
RR
Georgia(7/11/2011)
RR
Idaho(2/25/2025)
RR
Illinois(12/21/2015)
RR
Kansas(6/29/2017)
RR
Maine(7/19/2016)
RR
Maryland(7/8/2011)
RR
Massachusetts(6/10/2014)
RR
Minnesota(3/6/2014)
RR
New Hampshire(2/20/2013)
RR
New Jersey(1/3/2020)
RR
New Mexico(8/22/2017)
RR
New York(11/25/2011)
RR
North Carolina(11/28/2011)
RR
Ohio(12/7/2015)
RR
Pennsylvania(12/2/2015)
RR
South Carolina(11/25/2011)
RR
Tennessee(5/10/2023)
RR
Texas(11/25/2011)
IAR
Texas(7/16/2013)
RR
Utah(1/28/2022)
RR
Virginia(5/12/2011)
IAR
Virginia(6/4/2013)
RR
Washington(1/31/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
