Jeffrey S. Smith

OMNICAP GROUP LLC

El Segundo, CA 90245

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CRD#: 4389122

Professional summary

Jeffrey Stanley Smith, who also goes by Jeff Smith, is a registered financial advisor currently at OMNICAP GROUP LLC located in El Segundo, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 2 firms and has passed the Series 65, Series 50 and Series 54 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business 1: OG Holdings LLC; Not investment-related; 2286 E Maple Avenue, El Segundo, CA 90245; real estate; owner; partner; 01/03/2017; 5 hours/month; 0 hours/month; property management; Business 2: OG Holdings II LLC; Not investment-related; 2286 E Maple Avenue, El Segundo, CA 90245; real estate; owner; sole-proprietor; 09/28/2020; 5 hours/month; 0 hours/month; property management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Stanley Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2004 - Present

OMNICAP GROUP LLC

Office #1: 2286 E. Maple Ave, El Segundo, CA 90245

RIA

CRD#: 133387

El Segundo, CA

Past

June 6, 2001 - October 19, 2004

BLX GROUP LLC

RIA

CRD#: 111923

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMNICAP GROUP LLC

CRD#: 133387 / SEC#: 801-63715

RIA

Registered Investment Advisory firm - (12/3/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/3/2004)

IAR

Massachusetts
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 50

Date: 9/16/2016

Municipal Advisor Representative Qualification Exam

Principal/Supervisory Exam

Series 54

Date: 9/30/2021

Municipal Advisor Principal Qualification Examination

Current Firm

OMNICAP GROUP LLC

CRD#: 133387 / SEC#: 801-63715

RIA

Registered Investment Advisory firm - (12/3/2004 Approved)

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Contact information

Main Address

2286 E. Maple Ave, El Segundo, CA 90245

Mailing Address

Phone number

(310) 318-3091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 6,378,885,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey S. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Stanley Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMNICAP GROUP LLC

BLX GROUP LLC

Primary Firm SEC Registration

OMNICAP GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2001

Series 50

Date: 9/16/2016

Series 54

Date: 9/30/2021

Current Firm

OMNICAP GROUP LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMNICAP GROUP LLC

TRUST BUT VERIFY

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