Clark W. Struve
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Wesley Struve, who also goes by Clark Struve, was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1973. Clark had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2011 - July 30, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 9, 2004 - May 4, 2011
CLARK SECURITIES, INC.
October 14, 2003 - October 14, 2004
FIRST HEARTLAND CAPITAL, INC.
March 11, 2003 - October 14, 2003
KESTRA INVESTMENT SERVICES, LLC
April 15, 1999 - April 21, 2003
LIGHTPATH CAPITAL, INC
March 25, 1999 - September 28, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 15, 1992 - April 6, 1999
INVESTACORP, INC.
September 24, 1990 - May 28, 1992
CETERA WEALTH SERVICES, LLC
August 12, 1986 - October 31, 1988
CHRISTOPHER WEIL & COMPANY, INC
July 5, 1974 - December 17, 1984
YATES, DOWNER, DYER & KIRKPATRICK, INC.
November 27, 1973 - November 25, 1986
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/19/1973
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
