David S. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sung Wook Park, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2019 - February 9, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 4, 2019 - February 9, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 28, 2013 - October 10, 2019
FSC SECURITIES CORPORATION
October 18, 2013 - October 10, 2019
FSC SECURITIES CORPORATION
October 5, 2007 - October 21, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 24, 2007 - October 21, 2013
J.P. TURNER & COMPANY, L.L.C.
October 26, 2001 - July 25, 2007
BROOKSTREET SECURITIES CORPORATION
May 17, 2001 - October 23, 2001
GRATTAN FINANCIAL SECURITIES, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
