Jeffrey C. Hanson

BREAKWATER CAPITAL GROUP

Paramus, NJ 07652

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CRD#: 4388385

Professional summary

Jeffrey Craig Hanson, CFP® is a registered financial advisor currently at BREAKWATER CAPITAL GROUP located in Paramus, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Craig Hanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 12, 2022 - Present

BREAKWATER CAPITAL GROUP

Office #1: 140 E. Ridgewood Avenue Suite 415, Paramus, NJ 07652

RIA

CRD#: 321097

Paramus, NJ

Past

July 13, 2018 - June 14, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

July 1, 2004 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PARAMUS, NJ

Past

July 16, 2001 - June 8, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PARAMUS, NJ

Past

July 3, 2001 - July 16, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BREAKWATER CAPITAL GROUP

BREAKWATER CAPITAL GROUP | BREAKWATER CAPITAL PARTNERS

CRD#: 321097 / SEC#: 801-125704

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/12/2022)

IAR

Texas
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2001

General Securities Representative Examination

Current Firm

BREAKWATER CAPITAL GROUP

BREAKWATER CAPITAL GROUP | BREAKWATER CAPITAL PARTNERS

CRD#: 321097 / SEC#: 801-125704

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

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Contact information

Main Address

140 E. Ridgewood Avenue Suite 415, Paramus, NJ 07652

Mailing Address

Phone number

(551) 342-3733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

10 16 2025 BCG FORM ADV PART 2A AND 2B FINAL (10/16/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 843,365,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Craig Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

BREAKWATER CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2004

Series 63

Date: 4/27/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/2/2001

Current Firm

BREAKWATER CAPITAL GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BREAKWATER CAPITAL GROUP

TRUST BUT VERIFY

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