Eddie Basora
Professional summary
Eddie Basora JR. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eddie is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Eddie had worked at 5 firms, which includes MERRIMAC CORPORATE SECURITIES INC., CETERA WEALTH SERVICES LLC, FIRST MONTAUK SECURITIES CORP., SYNERGY INVESTMENT GROUP LLC, ALLEN DOUGLAS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2008 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
April 3, 2007 - March 26, 2008
CETERA WEALTH SERVICES, LLC
November 8, 2006 - March 29, 2007
FIRST MONTAUK SECURITIES CORP.
October 16, 2003 - November 2, 2006
SYNERGY INVESTMENT GROUP, LLC
May 13, 2002 - October 14, 2003
ALLEN DOUGLAS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
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