Shelley I. Totah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Ibrahim Totah, who also goes by Shelley Ibrahim Gorsuch, Shelley Jean Gorsuch, Shelly Ibrahim Totah, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 2001. Shelley had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2013 - December 17, 2014
PURSHE KAPLAN STERLING INVESTMENTS
October 2, 2009 - October 17, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 19, 2001 - July 17, 2009
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
