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Caroline G. Rakness

COPPELL ADVISORY SOLUTIONS LLC
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 4387701
CR

Professional summary

Caroline Grace Rakness, who also goes by Caroline Grace Bernatow, Caroline Rakness, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Beverly Hills, California.

Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Caroline has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Caroline Grace Bernatow | Caroline Rakness

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BEVERLY DRIVE FINANCIAL & INSURANCE SOLUTIONS: INSURANCE AGENT- LIFE INSURANCE AND ANNUITIES, BEVERLY HILLS, CA, 01/2020, INVESTMENT RELATED, 90HRS/MO, 50 HRS/MO DURING TRADING HOURS 2. TORRANCE ADULT SCHOOL & SANTA MONICA COMMUNITY COLLEGE: TEACH BASIC FINANCE, COMPENSATION LESS THAN $500 per YEAR, 2008 & 2013, 5HRS/MO, 2 HRS/MO DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Grace Rakness's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2022 - Present

COPPELL ADVISORY SOLUTIONS LLC

Office #1: 226 S. Beverly Dr. Suite 200, Beverly Hills, CA 90212
RIA
CRD#: 156549
Beverly Hills, CA
Past

February 24, 2022 - September 22, 2022

CREATIVEONE WEALTH, LLC

RIA
CRD#: 281213
Beverly Hills, CA
Past

March 5, 2015 - March 31, 2021

SEARCHLIGHT INVESTMENTS, LLC

RIA
CRD#: 174295
BEVERLY HILLS, CA
Past

June 23, 2011 - December 1, 2014

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
BEVERLY HILLS, CA
Past

July 21, 2010 - June 24, 2011

AMERICAN ELITE RETIREMENT

RIA
CRD#: 152499
BEVERLY HILLS, CA
Past

October 26, 2001 - March 30, 2006

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Past

May 17, 2001 - October 23, 2001

GRATTAN FINANCIAL SECURITIES, INC.

BD
CRD#: 43484
SAN GABRIEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA
Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/23/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/21/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2001
General Securities Representative Examination

Current Firm

CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA
Registered Investment Advisory firm - (2/28/2011 Approved)
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Contact information

Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts9,334
AUM (Assets Under Management)$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549Beverly Hills, CA 90212

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