Antonio Fernandez Gutierrez

VECTORGLOBAL IAG

Houston, TX 77056

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CRD#: 4386955

Professional summary

Antonio Fernandez Gutierrez, who also goes by Antonio Fernandez, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Houston, Texas and VECTORGLOBAL WMG located in Houston, Texas.

Antonio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Antonio has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Antonio Fernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Fernandez Gutierrez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2017 - Present

VECTORGLOBAL IAG, INC.

Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056

RIA

CRD#: 147129

Houston, TX

Current

November 17, 2016 - Present

VECTORGLOBAL WMG

Office #1: 2700 Post Oak Blvd Office 21-152, Houston, TX 77056

CRD#: 32396

Houston, TX

Past

December 2, 2011 - December 7, 2016

ALTERNA WEALTH MANAGEMENT, INC.

RIA

CRD#: 146153

HOUSTON, TX

Past

March 19, 2010 - December 7, 2016

ALTERNA SECURITIES, INC.

CRD#: 41139

HOUSTON, TX

Past

August 27, 2009 - March 12, 2010

BASE SECURITIES, LLC

CRD#: 131922

HOUSTON, TX

Past

November 21, 2008 - May 19, 2009

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

SAN MATEO, CA

Past

November 21, 2008 - May 19, 2009

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

January 5, 2005 - October 20, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

MIAMI, FL

Past

July 29, 2004 - December 15, 2004

EDIFICE CAPITAL, INC.

CRD#: 105093

MIAMI, FL

Past

August 29, 2001 - May 28, 2004

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/17/2016)

IAR

California
(8/28/2023)

Connecticut
(11/13/2017)

Florida
(11/17/2016)

Illinois
(11/17/2016)

Iowa
(1/18/2017)

Maryland
(12/18/2017)

Michigan
(2/3/2017)

Texas
(11/17/2016)

IAR

Texas
(4/28/2017)

Washington
(4/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

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Contact information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Mailing Address

Phone number

(305) 350-3350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE 09-05-2025 (9/5/2025)

FORM ADV 2A BROCHURE 04-23-2025 (4/23/2025)

FORM ADV 2A BROCHURE 04-03-2025 (4/3/2025)

FORM ADV PART 2A BROCHURE - 03-04-2025 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,833
AUM (Assets Under Management)	$ 1,692,879,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Antonio Fernandez Gutierrez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Fernandez Gutierrez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VECTORGLOBAL WMG

ALTERNA WEALTH MANAGEMENT, INC.

ALTERNA SECURITIES, INC.

BASE SECURITIES, LLC

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

EDIFICE CAPITAL, INC.

BANORTE SECURITIES INTERNATIONAL, LTD.

Primary Firm SEC Registration

VECTORGLOBAL IAG, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2010

Series 63

Date: 4/23/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2001

Series 24

Date: 12/13/2002

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VECTORGLOBAL IAG, INC.

TRUST BUT VERIFY

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