Pavinder S. Sidhu
Professional summary
Pavinder Singh Sidhu, who also goes by Pavinder Singh Sidhu, Pavinder Sidhu, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Pavinder is registered as a RR (Registered Representative) and started their career in finance in 2001. Pavinder has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pavinder Singh Sidhu's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022December 16, 2011 - March 2, 2022
EXANE, INC.
November 24, 2004 - May 17, 2011
HSBC SECURITIES (USA) INC.
April 26, 2004 - August 25, 2004
SG AMERICAS SECURITIES, LLC
June 28, 2001 - April 26, 2004
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/26/2001
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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