MC
Matthew C. Courchesne
WILMINGTON CAPITAL SECURITIES
Westbury, NY 11590
Some features on this profile are disabled
CRD#: 4385599
MC
Professional summary
Matthew C Courchesne, who also goes by Matthew Charles Courchesne, is a registered financial professional currently at WILMINGTON CAPITAL SECURITIES, LLC located in Westbury, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matthew Charles Courchesne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew C Courchesne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2017 - Present
WILMINGTON CAPITAL SECURITIES, LLC
Office #1: 1025 Old Country Road Suite 408, Westbury, NY 11590RIA
BD
CRD#: 133839
Westbury, NY
Past
September 1, 2015 - October 5, 2017
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
WESTBURY, NY
Past
December 22, 2014 - September 15, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LONG BEACH, NY
Past
August 4, 2010 - November 24, 2014
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
WESTBURY, NY
Past
June 14, 2007 - November 26, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
UNIONDALE, NY
Past
May 24, 2007 - November 26, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
UNIONDALE, NY
Past
November 20, 2006 - June 19, 2007
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
WESTBURY, NY
Past
October 11, 2004 - June 19, 2007
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
WESTBURY, NY
Past
October 23, 2002 - November 10, 2004
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
December 21, 2001 - November 11, 2002
EKN FINANCIAL SERVICES INC.
BD
CRD#: 113525
MELVILLE, NY
Past
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
BD
CRD#: 31140
NEW YORK, NY
Past
May 7, 2001 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
BD
CRD#: 11081
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WILMINGTON CAPITAL SECURITIES, LLC
ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL
CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2018)
RR
Arizona(4/23/2019)
RR
California(10/4/2017)
RR
Florida(10/4/2017)
RR
Georgia(9/12/2018)
RR
Idaho(4/11/2018)
RR
Illinois(2/2/2023)
RR
Iowa(2/5/2021)
RR
Kansas(10/30/2019)
RR
Kentucky(10/18/2021)
RR
Louisiana(10/4/2017)
RR
Massachusetts(10/25/2019)
RR
Michigan(1/9/2019)
RR
Missouri(4/24/2019)
RR
Montana(6/22/2018)
RR
Nevada(9/20/2018)
RR
New York(10/4/2017)
RR
North Carolina(12/12/2023)
RR
Ohio(11/17/2019)
RR
Oklahoma(10/24/2019)
RR
Oregon(11/1/2019)
RR
Pennsylvania(10/11/2017)
RR
South Carolina(1/9/2019)
RR
Texas(10/4/2017)
RR
Utah(5/24/2019)
RR
Washington(4/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WILMINGTON CAPITAL SECURITIES, LLC
ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL
CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
666 Old Country Road Suite 505, Garden City, NY 11530
Mailing Address
666 Old Country Road Suite 505, Garden City, NY 11530
Phone number
(516) 750-6200
Established
New York since 11/18/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (7 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILMINGTON CAPITAL GROUP, INC. | PARENT COMPANY | |
| COLUMBO, JOSEPH DONALD | CHAIRMAN OF BROKER DEALER, GENERAL PRINCIPAL, GOVERNMENT SECURITIES PRINCIPAL, MSRB PRINCIPAL, ELECTED MANAGER | 823524 |
| DORUSHKIN, RONALD BRETT | CEO OF BROKER DEALER, GENERAL PRINCIPAL, ELECTED MANAGER | 2245185 |
| LEE, DENNIS PETER | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPAL | 6008539 |
| MIKES, JOHN | PRESIDENT OF BROKER DEALER, GENERAL SECURITIES PRINCIPAL, ELECTED MANAGER,OSJ SUPERVISOR | 2458544 |
| VITTOR, GREG TODD | FINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1864219 |
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 258,250,437 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
