Forrest W. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest Waller Cannon was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 2001. Forrest had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2006 - January 30, 2020
MAYBANK SECURITIES USA INC.
September 29, 2003 - November 12, 2004
NASDAQ EXECUTION SERVICES, LLC
February 20, 2003 - September 30, 2003
INSTINET, LLC
April 8, 2002 - September 30, 2003
INET ATS, INC.
May 18, 2001 - April 3, 2002
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/1/2002
Limited Representative-Equity Trader ExamCurrent Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
