Catherine M. Clark
Professional summary
Catherine Marian Clark, who also goes by Cathrine Marian Bryan, is a registered financial professional currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2001. Catherine has worked at 2 firms and has passed the Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Marian Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2024 - Present
INSTITUTIONAL BOND NETWORK, LLC
Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360May 17, 2001 - June 14, 2023
UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 10/6/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
INSTITUTIONAL BOND NETWORK, LLC
CRD#: 187515 / SEC#: , 8-69609
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGGE, ERIK NICHOLAS | SENIOR PARTNER, MUNI PRINCIPAL | 3244703 |
| DICKINSON, MARTIN JOHN | OWNER | 1352810 |
| NATALE, CHRISTOPHER JOHN | MANAGING MEMBER & PROPRIETARY TRADER | 4870483 |
| SWEENEY, PATRICK WILLIAM | OWNER | 1350182 |
| ACTON STROIA FAMILY TRUST | TRUST | |
| ACTON, BRIAN LEONARD | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8167174 |
| CLARK, CATHERINE MARIAN | CHIEF COMPLIANCE OFFICER | 4384961 |
| GILMAN, ROBERT CRAIG | FINOP/CFO/PFO/POO | 1738412 |
| KNIPPA, GARY LOUIS | INVESTOR | 8167504 |
| MATHENY, GREGORY SCOTT | INVESTOR | 8167208 |
| NGUYEN, HOAN-VU TRAN | INVESTOR | 8163339 |
| O'MARA, CHRISTOPHER ROY | PROPRIETARY TRADER | 1657262 |
| RUFFIER, WILLIAM EUGENE | INVESTOR | 8167148 |
| STROIA, SHARON MARIE | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8168236 |
Red Flags
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Company Information
INSTITUTIONAL BOND NETWORK, LLC
CRD#: 187515Thousand Oaks, CA 91360TRUST BUT VERIFY
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