FIND A INSTITUTIONAL BOND NETWORK, LLC FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at INSTITUTIONAL BOND NETWORK, LLC
Looking for a Financial Advisor at INSTITUTIONAL BOND NETWORK, LLC?
We have compiled every financial advisor who works at INSTITUTIONAL BOND NETWORK, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
INSTITUTIONAL BOND NETWORK, LLC is located at 463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360 and was first established at Los Angeles, Delaware in 01/27/2025. After operating for 0 years, INSTITUTIONAL BOND NETWORK, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INSTITUTIONAL BOND NETWORK, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INSTITUTIONAL BOND NETWORK, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INSTITUTIONAL BOND NETWORK, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INSTITUTIONAL BOND NETWORK, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INSTITUTIONAL BOND NETWORK, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INSTITUTIONAL BOND NETWORK, LLC Comes From
Understanding the Statistics for INSTITUTIONAL BOND NETWORK, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Small
(805) 402-2541
Delaware since 01/27/2025
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HAGGE, ERIK NICHOLAS | SENIOR PARTNER, MUNI PRINCIPAL | 3244703 | |
| DICKINSON, MARTIN JOHN | OWNER | 1352810 | |
| NATALE, CHRISTOPHER JOHN | MANAGING MEMBER & PROPRIETARY TRADER | 4870483 | |
| SWEENEY, PATRICK WILLIAM | OWNER | 1350182 | |
| ACTON STROIA FAMILY TRUST | TRUST | ||
| ACTON, BRIAN LEONARD | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8167174 | |
| CLARK, CATHERINE MARIAN | CHIEF COMPLIANCE OFFICER | 4384961 | |
| GILMAN, ROBERT CRAIG | FINOP/CFO/PFO/POO | 1738412 | |
| KNIPPA, GARY LOUIS | INVESTOR | 8167504 | |
| MATHENY, GREGORY SCOTT | INVESTOR | 8167208 | |
| NGUYEN, HOAN-VU TRAN | INVESTOR | 8163339 | |
| O'MARA, CHRISTOPHER ROY | PROPRIETARY TRADER | 1657262 | |
| RUFFIER, WILLIAM EUGENE | INVESTOR | 8167148 | |
| STROIA, SHARON MARIE | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8168236 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at INSTITUTIONAL BOND NETWORK, LLC
Cindy Ball Toshie
Baker Thomas Burchfield
Bradley James Lukens
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
