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CRD#: 187515
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INSTITUTIONAL BOND NETWORK, LLC is located at 463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360 and was first established at Los Angeles, Delaware in 01/27/2025. After operating for 0 years, INSTITUTIONAL BOND NETWORK, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INSTITUTIONAL BOND NETWORK, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INSTITUTIONAL BOND NETWORK, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INSTITUTIONAL BOND NETWORK, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INSTITUTIONAL BOND NETWORK, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INSTITUTIONAL BOND NETWORK, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INSTITUTIONAL BOND NETWORK, LLC Comes From

Understanding the Statistics for INSTITUTIONAL BOND NETWORK, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Firm Size
Small
Phone Number
(805) 402-2541
Established
Delaware since 01/27/2025
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HAGGE, ERIK NICHOLASSENIOR PARTNER, MUNI PRINCIPAL3244703
DICKINSON, MARTIN JOHNOWNER1352810
NATALE, CHRISTOPHER JOHNMANAGING MEMBER & PROPRIETARY TRADER4870483
SWEENEY, PATRICK WILLIAMOWNER1350182
ACTON STROIA FAMILY TRUSTTRUST
ACTON, BRIAN LEONARDTRUSTEE FOR ACTION STROIA FAMILY TRUST8167174
CLARK, CATHERINE MARIANCHIEF COMPLIANCE OFFICER4384961
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
KNIPPA, GARY LOUISINVESTOR8167504
MATHENY, GREGORY SCOTTINVESTOR8167208
NGUYEN, HOAN-VU TRANINVESTOR8163339
O'MARA, CHRISTOPHER ROYPROPRIETARY TRADER1657262
RUFFIER, WILLIAM EUGENEINVESTOR8167148
STROIA, SHARON MARIETRUSTEE FOR ACTION STROIA FAMILY TRUST8168236

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Advisor's working at INSTITUTIONAL BOND NETWORK, LLC

CT

Cindy Ball Toshie

Cindy Ann Ball
IAR
RR
CRD#: 4397969
Location:
Winter Springs, FL
Company:
IBN ASSET MANAGEMENT, LLC
Disclosures:
Experience:
24 years
View Profile
BB

Baker Thomas Burchfield

Baker Burchfield
IAR
RR
CRD#: 7789620
Location:
Plant City, FL
Company:
IBN ASSET MANAGEMENT, LLC
Disclosures:
Experience:
2 years
View Profile
BL

Bradley James Lukens

IAR
RR
CRD#: 6144161
Location:
Winter Park, FL
Company:
IBN ASSET MANAGEMENT, LLC
Disclosures:
Experience:
12 years
View Profile
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