Durraj Tase

DT INVESTMENTS I LLC

Lakewood Ranch, FL

Some features on this profile are disabled

CRD#: 4383850

Professional summary

Durraj Tase, who also goes by Tase Durraj, is a registered financial advisor currently at DT INVESTMENTS I LLC located in Lakewood Ranch, Florida.

Durraj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Durraj has worked at 6 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tase Durraj

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Durraj Tase is the CEO of DT Investments I LLC; Investment related: Yes; Location: 8066 Redonda Loop Lakewood Ranch Florida 34202; Description: advise one individual on markets, equities, fixed income portfolios. The individual may or may not take action on any of these suggestions, have no discretion or non-discretionary authority. All decisions are taken by the individual.; Start date: 2019-05-15; Approximate Hours per month devoted to business during trading hours: 5; Approximate Hours per month devoted to business outside trading hours: 0; Approximate Percentage of total yearly compensation expected to be derived from the business: 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Durraj Tase's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2013 - Present

DT INVESTMENTS I LLC

RIA

CRD#: 168117

Lakewood Ranch, FL

Past

March 14, 2011 - January 2, 2013

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 14, 2010 - March 1, 2011

FIRST LIBERTIES FINANCIAL

CRD#: 14432

TAMPA, FL

Past

September 19, 2007 - August 18, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEW YORK, NY

Past

September 7, 2007 - August 18, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NEW YORK, NY

Past

January 3, 2006 - September 10, 2007

UST SECURITIES CORP.

CRD#: 13906

NEW YORK, NY

Past

April 26, 2001 - December 7, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/28/2019)

IAR

Florida
(10/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/11/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2007

General Securities Principal Examination

Current Firm

DT INVESTMENTS I LLC

DT INVESTMENTS I LLC | DT INVESTMENTS LLC

CRD#: 168117 / SEC#:

California

Registered Investment Advisory firm - (3/28/2019 Approved)

Florida

Registered Investment Advisory firm - (10/14/2022 Approved)

New Jersey

Registered Investment Advisory firm - (4/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lakewood Ranch, FL

Mailing Address

Phone number

(201) 320-6593

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 34,665,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Durraj Tase

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Durraj Tase's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

FIRST LIBERTIES FINANCIAL

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UST SECURITIES CORP.

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2022

Series 66

Date: 5/11/2001

Series 7

Date: 4/25/2001

Series 24

Date: 10/23/2007

Current Firm

DT INVESTMENTS I LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DT INVESTMENTS I LLC

TRUST BUT VERIFY

Similar Advisors