Richard Anthony Ciuba
Professional Summary
Richard Anthony Ciuba is a registered financial advisor currently at ARGUS INVESTORS' COUNSEL, INC. located in New York, New York. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ARGUS INVESTORS' COUNSEL INC | ARGUS RESEARCH COMPANY | ARGUS INVESTORS' COUNSEL, INC.
Contact Information
Main Address
61 Broadway Suite 1910, New York, NY 10006-2761Phone Number
(212) 425-7500# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
285AUM (Assets Under Management)
$137,292,344Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ARGUS INVESTORS' COUNSEL INC | ARGUS RESEARCH COMPANY | ARGUS INVESTORS' COUNSEL, INC.
State Registrations and Notice Filings
(2/27/2023)
(8/27/2020)
(4/13/2023)
(3/24/2023)
(3/10/2023)
(3/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Anthony Ciuba's CRS (Customer Relationship Summary).
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