Kelly G. Hammond
Professional summary
Kelly G Hammond, CIMA®, who also goes by Kelly G Hammond, Kelly Gene Hammond, Kelly Hammond, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Leawood, Kansas and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kelly has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelly G Hammond's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2024 - Present
T. ROWE PRICE ASSOCIATES, INC.
January 12, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231April 25, 2022 - October 12, 2023
NORTHERN TRUST INVESTMENTS, INCORPORATED
April 25, 2022 - October 12, 2023
NORTHERN TRUST SECURITIES, INC.
October 8, 2021 - April 27, 2022
LBMZ SECURITIES, INC.
August 5, 2021 - April 27, 2022
ZACKS INVESTMENT MANAGEMENT, INC.
January 4, 2010 - April 21, 2021
WADDELL & REED
January 4, 2010 - April 21, 2021
WADDELL & REED
January 4, 2010 - April 30, 2021
IVY DISTRIBUTORS, INC.
June 8, 2009 - December 21, 2009
AMERICAN CENTURY BROKERAGE, INC.
January 8, 2007 - December 21, 2009
AMERICAN CENTURY ADVISORY SERVICES, INC.
December 1, 2005 - December 21, 2009
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 12, 2005 - November 17, 2005
WALNUT STREET SECURITIES, INC.
January 5, 2004 - November 17, 2005
WALNUT STREET SECURITIES, INC.
March 5, 2003 - December 11, 2003
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/10/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/23/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/12/2024)
Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
