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RL

Richard A. Lederer

LEDERER & ASSOCIATES INVESTMENT COUNSEL
Long Beach, CA 90803-5317
Some features on this profile are disabled
CRD#: 4383533
RL

Professional summary

Richard Allen Lederer is a registered financial advisor currently at LEDERER & ASSOCIATES INVESTMENT COUNSEL located in Long Beach, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Lederer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 1987 - Present

LEDERER & ASSOCIATES INVESTMENT COUNSEL

Office #1: 5305 East 2nd Street Suite 201, Long Beach, CA 90803-5317
RIA
CRD#: 110376
Long Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LEDERER & ASSOCIATES INVESTMENT COUNSEL
LEDERER & ASSOCIATES INVESTMENT COUNSEL

CRD#: 110376 / SEC#: 801-26228

RIA
Registered Investment Advisory firm - (2/13/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/17/1987)

Exams

Current Firm

L&
LEDERER & ASSOCIATES INVESTMENT COUNSEL
LEDERER & ASSOCIATES INVESTMENT COUNSEL

CRD#: 110376 / SEC#: 801-26228

RIA
Registered Investment Advisory firm - (2/13/1986 Approved)
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Contact information

Main Address
5305 East 2nd Street Suite 201, Long Beach, CA 90803-5317
Mailing Address
Phone number
(562) 434-5305
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE PART 2 (8/11/2025)

Regulatory assets under management

Total Number of Accounts146
AUM (Assets Under Management)$ 242,779,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEDERER & ASSOCIATES INVESTMENT COUNSEL

CRD#: 110376Long Beach, CA 90803-5317

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