KR
Kristin M. Rodriguez
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ashburn, VA 20147
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CRD#: 4383317
KR
Professional summary
Kristin Michel Rodriguez, who also goes by Kristin Michel, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ashburn, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Herndon, Virginia.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kristin has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristin Michel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2013 AS ADVISORY REP OF A RIA. INV REL, 50 HR/WK 50 HR/TRADING 2) INDEPENDENT INSURANCE AGENT, 510 BRADFORD DR ROCKVILLE MD, 03/2011, SELLING LIFE & HEALTH INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES 3) ANDES FINANCIAL GROUP INC, 510 BRADFORD DR ROCKVILLE MD, 11/2012, AS PRESIDENT OF C-CORPORATION FOR LIABILITY PURPOSES. INV REL, 40 HR/WK 8 HR/TRADING 4) NATIONAL ENDOWMENT FOR FINANCIAL EDUCATION, 1331 17TH STREET SUITE 1200 DENVER CO, 02/2015, VOLUNTEER SPEAKER, NIR, 4 HR/YR 0 HR/TRADING 5) SYMPHONY FINANCIAL, 441 A CARLISLE DR HERNDON VA, 10/2014, IAR, DBA, INV REL, 160 HR/MO 128 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Michel Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 44927 George Washington Blvd. Ste 265, Ashburn, VA 20147Office #2: 441 Carlisle Drive Suite A, Herndon, VA 20170Office #4: 6710 A Rockledge Drive, #400, Bethesda, MD 20817RIA
CRD#: 134139
Ashburn, VA
Current
June 15, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 441 Carlisle Dr Ste A, Herndon, VA 20170Office #2: 44679 Endicott Drive Ste 300, #516, Ashburn, VA 20147Office #3: 6710 A Rockledge Drive, #400, Bethesda, MD 20817BD
CRD#: 39543
Herndon, VA
Past
February 20, 2007 - July 10, 2012
GLEN EAGLE WEALTH, LLC
BD
CRD#: 124504
PRINCETON, NJ
Past
June 12, 2001 - June 20, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2020)
RR
Arizona(6/20/2017)
RR
California(6/15/2012)
RR
Colorado(2/3/2016)
RR
Delaware(6/15/2012)
RR
District of Columbia(3/30/2015)
RR
Florida(8/5/2019)
RR
Illinois(11/30/2021)
RR
Indiana(1/2/2025)
RR
Louisiana(1/2/2024)
RR
Maine(11/30/2021)
RR
Maryland(6/15/2012)
IAR
Maryland(8/2/2017)
RR
Massachusetts(1/5/2015)
RR
Michigan(1/2/2024)
RR
Nevada(9/4/2020)
RR
New Mexico(11/30/2021)
RR
North Carolina(4/16/2018)
RR
Ohio(6/27/2018)
RR
Pennsylvania(7/10/2012)
RR
Puerto Rico(8/20/2013)
RR
South Carolina(1/2/2015)
RR
Texas(9/23/2019)
IAR
Texas(9/23/2019)
RR
Virginia(7/9/2012)
IAR
Virginia(10/1/2014)
RR
Washington(8/10/2023)
RR
West Virginia(11/30/2021)
RR
Wisconsin(11/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Ashburn, VA 20147TRUST BUT VERIFY
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