John L. Stone, Jr.
Professional summary
John Lynwood Stone, Jr., who also goes by John Stone, is a registered financial professional currently at NEAR EARTH, LLC located in Stamford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Lynwood Stone, Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2005 - Present
NEAR EARTH, LLC
October 21, 2003 - November 23, 2004
NATIONAL SECURITIES CORPORATION
June 7, 2001 - October 21, 2002
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2005)
(1/7/2005)
(5/23/2012)
(11/22/2005)
(2/22/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NEAR EARTH, LLC
CRD#: 126041 / SEC#: , 8-65846
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
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