Craig C. Reger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Conrad Reger was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2001. Craig had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 31, Series 55 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - January 26, 2021
KINGSWOOD CAPITAL PARTNERS, LLC
April 24, 2018 - April 23, 2021
KINGSWOOD WEALTH ADVISORS, LLC
September 11, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
December 17, 2014 - September 1, 2017
SGMA CAPITAL MARKETS LIMITED
May 24, 2006 - February 28, 2007
MORGAN STANLEY DW INC.
May 3, 2006 - February 28, 2007
MORGAN STANLEY DW INC.
September 27, 2001 - July 6, 2004
DOMESTIC SECURITIES, INC.
April 17, 2001 - September 14, 2001
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/11/2001
Limited Representative-Equity Trader ExamCurrent Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
