Jason W. Visbeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Winston Visbeck, who also goes by Jason W VIsbeck, Jason Winston Visbeck, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2024 - April 12, 2024
RAYMOND JAMES & ASSOCIATES, INC.
October 22, 2020 - February 22, 2022
LPL FINANCIAL LLC
August 30, 2018 - September 21, 2020
RAYMOND JAMES & ASSOCIATES, INC.
August 29, 2018 - September 21, 2020
RAYMOND JAMES & ASSOCIATES, INC.
February 16, 2017 - February 12, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 8, 2017 - February 12, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 20, 2012 - February 2, 2017
RAYMOND JAMES & ASSOCIATES, INC.
March 12, 2012 - February 2, 2017
RAYMOND JAMES & ASSOCIATES, INC.
February 26, 2009 - July 23, 2010
T. ROWE PRICE ADVISORY SERVICES, INC.
October 8, 2008 - July 23, 2010
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 14, 2002 - September 9, 2003
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
