IC
Ian J. Coleman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Midlothian, VA
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CRD#: 4380754
IC
Professional summary
Ian Jerrell Coleman is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Midlothian, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Midlothian, Virginia.
Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 13 firms and has passed the Series 66, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/01/2024 2. TAG ADVISORS, 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States, 07/01/2024, IAR, DBA, INV REL, 160/MO - 160/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Ian Jerrell Coleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060RIA
CRD#: 134139
Midlothian, VA
Current
July 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 4801 Cox Rd. Ste. 111, Glen Allen, VA 23060BD
CRD#: 39543
Midlothian, VA
Past
August 4, 2017 - July 1, 2024
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RICHMOND, VA
Past
July 28, 2017 - July 1, 2024
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
October 5, 2015 - July 27, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MIDLOTHIAN, VA
Past
July 1, 2015 - July 27, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
MIDLOTHIAN, VA
Past
September 3, 2013 - July 9, 2015
MORGAN STANLEY
RIA
CRD#: 149777
WASHINGTON, DC
Past
August 29, 2013 - July 9, 2015
MORGAN STANLEY
BD
CRD#: 149777
WASHINGTON, DC
Past
December 11, 2007 - August 28, 2013
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
December 11, 2007 - August 28, 2013
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
March 24, 2006 - December 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. LOUIS, MO
Past
March 24, 2006 - December 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 31, 2005 - March 21, 2006
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PHOENIX, AZ
Past
October 31, 2005 - March 21, 2006
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
September 24, 2004 - October 31, 2005
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
September 24, 2004 - October 31, 2005
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
July 1, 2004 - November 4, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
PHOENIX, AZ
Past
April 2, 2002 - December 8, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
August 29, 2001 - February 6, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 29, 2001 - February 6, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2024)
RR
Alaska(8/12/2024)
RR
Arizona(8/12/2024)
RR
Arkansas(8/12/2024)
RR
California(8/12/2024)
RR
Colorado(8/12/2024)
RR
Connecticut(8/12/2024)
RR
Delaware(8/12/2024)
RR
District of Columbia(8/12/2024)
RR
Florida(8/12/2024)
RR
Georgia(8/12/2024)
RR
Hawaii(8/12/2024)
RR
Idaho(8/12/2024)
RR
Illinois(8/12/2024)
RR
Indiana(8/12/2024)
RR
Iowa(8/12/2024)
RR
Kansas(8/12/2024)
RR
Kentucky(8/12/2024)
RR
Louisiana(8/12/2024)
RR
Maine(8/12/2024)
RR
Maryland(8/12/2024)
RR
Massachusetts(8/12/2024)
RR
Michigan(8/12/2024)
RR
Minnesota(8/12/2024)
RR
Mississippi(2/14/2025)
RR
Missouri(8/12/2024)
RR
Montana(8/14/2024)
RR
Nebraska(8/12/2024)
RR
Nevada(8/12/2024)
RR
New Hampshire(8/12/2024)
RR
New Jersey(8/12/2024)
RR
New Mexico(8/12/2024)
RR
New York(8/12/2024)
RR
North Carolina(8/14/2024)
RR
North Dakota(9/13/2024)
RR
Ohio(8/13/2024)
RR
Oklahoma(8/12/2024)
RR
Oregon(8/12/2024)
RR
Pennsylvania(8/12/2024)
RR
Rhode Island(8/12/2024)
RR
South Carolina(8/12/2024)
RR
South Dakota(8/12/2024)
RR
Tennessee(8/12/2024)
RR
Texas(8/12/2024)
IAR
Texas(8/13/2024)
RR
Utah(8/12/2024)
RR
Vermont(8/12/2024)
RR
Virginia(7/1/2024)
IAR
Virginia(7/1/2024)
RR
Washington(8/12/2024)
RR
West Virginia(8/12/2024)
RR
Wisconsin(8/12/2024)
RR
Wyoming(8/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
