JM
John P. Mcnally
ALPHA ANALYTICS INVESTMENT GROUP LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4380349
JM
Professional summary
John Patrick Mcnally, who also goes by Jack Patrick Mcnally, is a registered financial advisor currently at ALPHA ANALYTICS INVESTMENT GROUP LLC located in Los Angeles, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Patrick Mcnally
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE SEPTEMBER, 1989, VICE PRESIDENT OF CORPORATE MANAGEMENT GROUP, INC., A BOOKKEEPING SERVICE LOCATED AT 1901 AVE OF THE STARS #1100, LOS ANGELES CA 90067. DUTIES ARE SUPERVISORY/REVIEW AND HOURS DEVOTED TO THIS BUSINESS VARY BUT ARE APPROXIMATELY 10 TO 40 HOURS PER MONTH. THE TIMING OF THE HOURS WILL VARY BUT APPROXIMATELY 5 TO 20 HOURS PER MONTH ARE OUTSIDE SECURITIES TRADING HOURS. SINCE AUGUST 2017, SECRETARY AND TREASURER OF PJC AND ASSOCIATES, INC., AN INVESTMENT HOLDING COMPANY, LOCATED AT 9045 STRADA STELL COURT, SUITE 500, NAPLES FL 34109. HOURS DEVOTED TO THIS BUSINESS VARY BUT ARE APPROXIMATELY 1 TO 10 HOURS PER MONTH. THE TIMING OF THE HOURS WILL VARY BUT APPROXIMATELY 1 TO 10 HOURS PER MONTH ARE OUTSIDE SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Mcnally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2020 - Present
ALPHA ANALYTICS INVESTMENT GROUP LLC
Office #1: 1901 Avenue Of The Stars, Suite 1100, Los Angeles, CA 90067RIA
CRD#: 109844
Los Angeles, CA
Past
February 28, 2011 - December 31, 2018
ALPHA ANALYTICS INVESTMENT GROUP LLC
RIA
CRD#: 109844
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALPHA ANALYTICS INVESTMENT GROUP LLC
ALPHA ANALYTICS INVESTMENT GROUP LLC
CRD#: 109844 / SEC#: 801-113041
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)California
Registered Investment Advisory firm - (1/18/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2020)
Current Firm
AA
ALPHA ANALYTICS INVESTMENT GROUP LLC
ALPHA ANALYTICS INVESTMENT GROUP LLC
CRD#: 109844 / SEC#: 801-113041
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)California
Registered Investment Advisory firm - (1/18/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1901 Avenue Of The Stars, Suite 1100, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 556-0389
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 171 |
| AUM (Assets Under Management) | $ 234,731,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2023 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
