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KC

Kathleen E. Collins

KESTRA ADVISORY SERVICES
Northampton, MA 01060
Some features on this profile are disabled
CRD#: 4380114
KC

Professional summary

Kathleen Elizabeth Collins, who also goes by Kathleen Elizabeth Del Negro, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Northampton, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Northampton, Massachusetts.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kathleen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathleen Elizabeth Del Negro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Elizabeth Collins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2016 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 150 Main Street Suite 16, Northampton, MA 01060
RIA
CRD#: 283330
Northampton, MA
Current

February 26, 2010 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 150 Main Street, Suite 16, Northampton, MA 01060
BD
CRD#: 42046
Northampton, MA
Past

March 1, 2010 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
Northampton, MA
Past

November 17, 2009 - February 18, 2010

TD WEALTH MANAGEMENT SERVICES INC.

RIA
CRD#: 6940
LONGMEADOW, MA
Past

November 17, 2009 - February 18, 2010

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
LONGMEADOW, MA
Past

January 1, 2005 - November 17, 2009

BANCNORTH INVESTMENT GROUP, INC.

BD
CRD#: 31299
WESTFIELD, MA
Past

May 6, 2004 - November 17, 2009

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
LONGMEADOW, MA
Past

May 6, 2004 - January 1, 2005

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

June 1, 2001 - May 10, 2004

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/26/2010)
RR
Florida
(1/29/2021)
RR
Georgia
(3/25/2025)
RR
Massachusetts
(2/26/2010)
IAR
Massachusetts
(5/16/2016)
RR
Minnesota
(9/5/2023)
RR
New Jersey
(9/7/2016)
RR
New Mexico
(9/12/2024)
RR
North Carolina
(1/14/2023)
RR
Rhode Island
(4/4/2012)
RR
Texas
(9/12/2019)
RR
Virginia
(9/14/2021)
RR
Washington
(11/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Northampton, MA 01060

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