AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CH

Christopher P. Harvey

CIBC WORLD MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 4379990
CH

Professional summary

Christopher Peter Harvey is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 5 firms and has passed the Series 63, Series 22TO, Series 82TO, Series 52TO, Series 6TO, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 14, Series 26, Series 39 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Peter Harvey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

CIBC WORLD MARKETS CORP.

Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017
BD
CRD#: 630
New York, NY
Past

May 22, 2013 - November 11, 2025

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

January 27, 2010 - April 29, 2013

WEEDEN & CO.L.P.

BD
CRD#: 16835
GREENWICH, CT
Past

March 3, 2009 - January 11, 2010

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

BD
CRD#: 126935
NEW YORK, NY
Past

January 1, 2008 - January 29, 2009

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/3/2025)
RR
Alaska
(12/3/2025)
RR
Arizona
(12/3/2025)
RR
Arkansas
(12/3/2025)
RR
California
(12/3/2025)
RR
Colorado
(12/3/2025)
RR
Connecticut
(12/3/2025)
RR
Delaware
(12/4/2025)
RR
District of Columbia
(12/3/2025)
RR
Florida
(12/3/2025)
RR
Georgia
(12/3/2025)
RR
Hawaii
(12/16/2025)
RR
Idaho
(12/3/2025)
RR
Illinois
(12/3/2025)
RR
Indiana
(12/3/2025)
RR
Iowa
(12/3/2025)
RR
Kansas
(12/3/2025)
RR
Kentucky
(12/3/2025)
RR
Louisiana
(12/3/2025)
RR
Maine
(12/3/2025)
RR
Maryland
(12/3/2025)
RR
Massachusetts
(12/4/2025)
RR
Michigan
(12/3/2025)
RR
Minnesota
(12/5/2025)
RR
Mississippi
(12/3/2025)
RR
Missouri
(12/3/2025)
RR
Montana
(12/3/2025)
RR
Nebraska
(12/3/2025)
RR
Nevada
(12/3/2025)
RR
New Hampshire
(12/3/2025)
RR
New Jersey
(12/3/2025)
RR
New Mexico
(12/3/2025)
RR
New York
(12/3/2025)
RR
North Carolina
(12/3/2025)
RR
North Dakota
(12/3/2025)
RR
Ohio
(12/3/2025)
RR
Oklahoma
(12/8/2025)
RR
Oregon
(12/3/2025)
RR
Pennsylvania
(12/3/2025)
RR
Puerto Rico
(12/3/2025)
RR
Rhode Island
(12/5/2025)
RR
South Carolina
(12/3/2025)
RR
South Dakota
(12/4/2025)
RR
Tennessee
(12/3/2025)
RR
Texas
(12/3/2025)
RR
Utah
(12/3/2025)
RR
Vermont
(12/3/2025)
RR
Virginia
(12/3/2025)
RR
Washington
(12/3/2025)
RR
West Virginia
(12/3/2025)
RR
Wisconsin
(12/3/2025)
RR
Wyoming
(12/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/11/2008
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 3/18/2008
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 12/21/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/2/2023
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 1/2/2023
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/31/2020
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CW
CIBC WORLD MARKETS CORP.
CIBC OPPENHEIMER | OPPENHEIMER & CO., INC. | CIBC WORLD MARKETS CORP. | CIBC WORLD MARKETS | CIBC OPPENHEIMER CORP.

CRD#: 630 / SEC#: , 8-18333

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
300 Madison Avenue Sixth Floor, New York, NY 10017
Mailing Address
300 Madison Avenue Sixth Floor, New York, NY 10017
Phone number
(212) 856-4000
Established
Delaware since 07/31/1969
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CIBC INC.100% SHAREHOLDER
CONSOLA, PATRICK DCHIEF COMPLIANCE OFFICER1133831
DUBCZAK, ROMAN STEPANDIRECTOR5511542
GRIFFITH, MARVIN SCOTTPRINCIPAL FINANCIAL OFFICER1670889
PERRY, ACHILLES MGENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR4183476
PRICE, ERIC SCHIEF EXECUTIVE OFFICER & PRESIDENT1985843
TRABOULSI, ALFREDMANAGING DIRECTOR, HEAD US INVESTMENT BANKING6594715
ZELLERMAYER, MICHAELPRINCIPAL OPERATIONS OFFICER1662785

Disclosures

Regulatory Event76
Arbitration86

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIBC WORLD MARKETS CORP.

CRD#: 630New York, NY 10017

TRUST BUT VERIFY

Monitor Christopher Harvey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.