James J. Laman
Professional summary
James J. Laman is a registered financial professional currently at STANLEY LAMAN GROUP SECURITIES, LLC located in Berwyn, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James J. Laman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2003 - Present
STANLEY LAMAN GROUP SECURITIES, LLC
Office #1: 1235 Westlakes Drive, Suite 295, Berwyn, PA 19312Office #2: 1235 Westlakes Drive, Suite 295, Berwyn, PA 19312April 12, 2013 - December 14, 2016
SEL ASSET MANAGEMENT, LLC
July 1, 2002 - September 10, 2003
RAMPART FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2004)
(4/8/2004)
(4/2/2004)
(3/22/2004)
(3/9/2004)
(4/1/2004)
(5/14/2004)
(9/24/2003)
(4/19/2004)
(4/2/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/4/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
STANLEY LAMAN GROUP SECURITIES, LLC
CRD#: 126160 / SEC#: , 8-65856
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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