Rosemery Fernandez
Professional summary
Rosemery Fernandez, who also goes by Rosemarie Ballestas, Rosemery Ballestas, Rosemary Fernandez, Rosemery Hurtado, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Fort Lauderdale, Florida.
Rosemery is registered as a RR (Registered Representative) and started their career in finance in 2001. Rosemery has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosemery Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2026 - Present
INTERACTIVE BROKERS LLC
Office #1: 401 E Las Olas Blvd, Fort Lauderdale, FL 33301October 8, 2025 - October 12, 2025
J.P. MORGAN SECURITIES LLC
January 4, 2023 - September 6, 2024
UBS FINANCIAL SERVICES INC.
January 4, 2023 - September 6, 2024
UBS FINANCIAL SERVICES INC.
September 22, 2022 - November 28, 2022
RAYMOND JAMES & ASSOCIATES, INC.
September 22, 2022 - November 28, 2022
RAYMOND JAMES & ASSOCIATES, INC.
May 7, 2021 - September 27, 2022
UBS FINANCIAL SERVICES INC.
May 6, 2021 - September 27, 2022
UBS FINANCIAL SERVICES INC.
July 3, 2018 - April 6, 2021
MORGAN STANLEY
July 2, 2018 - April 6, 2021
MORGAN STANLEY
October 30, 2014 - February 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2014 - February 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2011 - August 21, 2013
MORGAN STANLEY
December 20, 2011 - August 21, 2013
MORGAN STANLEY
May 9, 2008 - April 15, 2011
UBS FINANCIAL SERVICES INC.
April 18, 2008 - April 15, 2011
UBS FINANCIAL SERVICES INC.
December 9, 2005 - July 2, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2001 - November 23, 2005
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2026)
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 92 |
| Arbitration | 26 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
INTERACTIVE BROKERS LLC
CRD#: 36418Fort Lauderdale, FL 33301TRUST BUT VERIFY
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