DS

Danny R. Strain

GLOBAL INVESTMENT ADVISORY
Columbus, GA 31904
Some features on this profile are disabled
CRD#: 437903
DS

Professional summary


Danny Ray Strain is a registered financial advisor currently at GLOBAL INVESTMENT ADVISORY located in Columbus, Georgia.

Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Danny has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Danny Ray Strain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 19, 2026 - Present

GLOBAL INVESTMENT ADVISORY

Office #1: 5624 Whitesville Rd, Columbus, GA 31904
RIA
CRD#: 310305
Columbus, GA
Past

February 6, 2009 - April 2, 2026

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
COLUMBUS, GA
Past

November 3, 2008 - April 1, 2026

CAPE SECURITIES INC.

BD
CRD#: 7072
COLUMBUS, GA
Past

July 30, 2007 - November 3, 2008

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA
CRD#: 143384
COLUMBUS, GA
Past

June 30, 2005 - December 31, 2007

RESOURCE HORIZONS GROUP LLC

RIA
CRD#: 104368
COLUMBUS, GA
Past

January 3, 2005 - November 3, 2008

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
COLUMBUS, GA
Past

March 25, 2002 - December 31, 2004

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

January 2, 2001 - March 5, 2002

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

November 18, 1996 - January 16, 2001

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

January 1, 1994 - February 2, 1996

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

July 28, 1987 - December 31, 1991

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

September 2, 1982 - July 29, 1987

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GLOBAL INVESTMENT ADVISORY
CAPE INVESTMENT ADVISORY | GLOBAL INVESTMENT ADVISORY LLC | GLOBAL INVESTMENT ADVISORY

CRD#: 310305 / SEC#: 801-131279

RIA
Registered Investment Advisory firm - (10/1/2024 Approved)
California
Registered Investment Advisory firm - (10/31/2024 Terminated)
Georgia
Registered Investment Advisory firm - (10/4/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (10/4/2024 Terminated)
Texas
Registered Investment Advisory firm - (10/1/2024 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(3/24/2026)
IAR
Georgia
(3/19/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/16/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/17/1973
Registered Representative Examination

Current Firm


GI
GLOBAL INVESTMENT ADVISORY
CAPE INVESTMENT ADVISORY | GLOBAL INVESTMENT ADVISORY LLC | GLOBAL INVESTMENT ADVISORY

CRD#: 310305 / SEC#: 801-131279

RIA
Registered Investment Advisory firm - (10/1/2024 Approved)
California
Registered Investment Advisory firm - (10/31/2024 Terminated)
Georgia
Registered Investment Advisory firm - (10/4/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (10/4/2024 Terminated)
Texas
Registered Investment Advisory firm - (10/1/2024 Terminated)
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Contact information


Main Address
1600 Pennsylvania Avenue, Mcdonough, GA 30253
Mailing Address
Phone number
(678) 583-1120
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts100
AUM (Assets Under Management)$ 21,484,490

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL INVESTMENT ADVISORY

CRD#: 310305Columbus, GA 31904

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