Robert A. Strahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Strahl, who also goes by Bob Strahl, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1995 - August 22, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
April 11, 1994 - January 16, 1995
ASSOCIATED SECURITIES CORP.
July 18, 1991 - April 4, 1994
IDS LIFE INSURANCE COMPANY
July 18, 1991 - April 4, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
November 17, 1982 - July 18, 1983
AMERICAN FRONTEER FINANCIAL CORPORATION
January 31, 1982 - April 12, 1982
MORRIS BRIDGER SECURITIES, INC
April 25, 1979 - August 19, 1981
WALL STREET WEST, INC.
October 18, 1977 - June 16, 1979
MARQUETTE FINANCIAL GROUP, INC.
May 4, 1973 - November 20, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
May 4, 1973 - November 20, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 1973 - November 20, 1977
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1973
Registered Representative ExaminationCurrent Firm
FIRST ASSOCIATED SECURITIES GROUP, INC.
CRD#: 20597 / SEC#: , 8-38276
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
