Eric A. Borsoni

SCHWAB WEALTH ADVISORY

Lutherville, MD

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CRD#: 4378834

Professional summary

Eric A Borsoni, CIMA®, who also goes by Eric Anthony Borsoni, Eric A Borsoni, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lutherville, Maryland and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 13 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Anthony Borsoni | Eric A Borsoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric A Borsoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 15, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Lutherville, MD

Current

May 1, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 5393

Lone Tree, CO

Past

May 1, 2025 - December 15, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LONE TREE, CO

Past

March 7, 2022 - April 22, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Mclean, VA

Past

March 7, 2022 - April 22, 2025

MORGAN STANLEY

CRD#: 149777

Mclean, VA

Past

November 7, 2018 - January 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Annapolis, MD

Past

November 7, 2018 - January 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Annapolis, MD

Past

November 23, 2016 - July 25, 2018

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Millersville, MD

Past

November 16, 2016 - July 25, 2018

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

October 10, 2014 - October 19, 2016

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

MILLERSVILLE, MD

Past

July 8, 2014 - October 19, 2016

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

January 3, 2011 - July 2, 2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

December 22, 2010 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

January 26, 2009 - September 22, 2010

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

December 19, 2003 - September 22, 2010

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

July 17, 2001 - September 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

June 7, 2001 - September 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2025)

Alaska
(1/3/2026)

Arizona
(1/3/2026)

Arkansas
(1/3/2026)

California
(1/3/2026)

Colorado
(1/3/2026)

Connecticut
(5/2/2025)

Delaware
(5/2/2025)

District of Columbia
(5/1/2025)

Florida
(5/2/2025)

Georgia
(5/2/2025)

Hawaii
(1/3/2026)

Idaho
(1/3/2026)

Illinois
(1/3/2026)

Indiana
(1/3/2026)

Iowa
(1/3/2026)

Kansas
(1/3/2026)

Kentucky
(5/2/2025)

Louisiana
(1/3/2026)

Maine
(5/2/2025)

Maryland
(5/1/2025)

IAR

Maryland
(12/15/2025)

Massachusetts
(5/2/2025)

Michigan
(1/3/2026)

Minnesota
(1/3/2026)

Mississippi
(1/3/2026)

Missouri
(1/3/2026)

Montana
(1/3/2026)

Nebraska
(1/3/2026)

Nevada
(1/3/2026)

New Hampshire
(5/2/2025)

New Jersey
(5/2/2025)

New Mexico
(1/3/2026)

New York
(5/2/2025)

North Carolina
(5/2/2025)

North Dakota
(1/3/2026)

Ohio
(1/5/2026)

Oklahoma
(1/3/2026)

Oregon
(1/3/2026)

Pennsylvania
(5/2/2025)

Puerto Rico
(5/2/2025)

Rhode Island
(5/2/2025)

South Carolina
(5/2/2025)

South Dakota
(1/3/2026)

Tennessee
(5/2/2025)

Texas
(5/2/2025)

Utah
(1/3/2026)

Vermont
(5/2/2025)

Virgin Islands
(1/3/2026)

Virginia
(5/1/2025)

Washington
(1/3/2026)

West Virginia
(5/2/2025)

Wisconsin
(1/3/2026)

Wyoming
(1/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/12/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/2019

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric A. Borsoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric A Borsoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2014

Series 66

Date: 7/9/2001

SIE

Date: 7/25/2018

Series 7

Date: 6/6/2001

Series 10

Date: 6/2/2023

Series 9

Date: 5/12/2023

Series 24

Date: 2/8/2019

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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