Gordon I. Miller
Professional summary
Gordon Ivan Miller, who also goes by Gordon I Miller, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 2004. Gordon has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Ivan Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2020 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201May 30, 2019 - May 29, 2020
YIELDSTREET MARKETS LLC
December 11, 2018 - May 31, 2019
FREEDOM INVESTMENT MANAGEMENT, INC.
October 3, 2018 - January 18, 2019
EQIS SECURITIES, LLC
August 9, 2017 - October 31, 2017
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
March 20, 2014 - December 20, 2016
CCO CAPITAL, LLC
April 13, 2011 - March 14, 2014
SECURITY DISTRIBUTORS
July 9, 2008 - November 18, 2010
VANGUARD MARKETING CORPORATION
May 6, 2005 - July 1, 2008
BOFA ADVISORS, LLC
January 19, 2004 - July 1, 2008
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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