Brian A. Walker
STRATEGIC ADVISERS LLC | Financial Consultant
DALLAS, TX
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CRD#: 4377162
Professional summary
Brian Andrew Walker, CFP®, who also goes by Brian Andrew Walker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Dallas, Texas and FIDELITY BROKERAGE SERVICES LLC located in Dallas, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Biography
I love helping clients work toward their goals. With more than 20 years of experience in financial services, I have a unique and broad perspective on how I can help you. I look forward to creating long-term relationships where we discuss, implement, monitor and adjust strategies over time.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Employee and Employer Plan Ben...
Retirement Income Management
Investment Planning
Comprehensive Financial Planni...
Business Succession Planning
Insurance Planning
Long-term Care
Are you a "fiduciary"?
Yes
Aliases
Brian Andrew Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Andrew Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
Tulane University
Master of Business Administration (MBA) - Finance
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4001 Northwest Pkwy, Dallas, TX 75225-3301RIA
CRD#: 104555
DALLAS, TX
Current
August 16, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4001 Northwest Parkway, Dallas, TX 75225BD
CRD#: 7784
Dallas, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DALLAS, TX
Past
September 27, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
November 18, 2013 - August 4, 2016
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
IRVING, TX
Past
September 19, 2013 - August 4, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVING, TX
Past
December 6, 2010 - September 13, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DALLAS, TX
Past
September 4, 2002 - December 31, 2003
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
October 15, 2001 - September 9, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
Arkansas(1/12/2021)
RR
California(7/17/2020)
RR
Colorado(7/21/2023)
RR
Delaware(6/4/2021)
RR
Florida(10/9/2020)
RR
Georgia(5/23/2024)
RR
Idaho(5/3/2024)
RR
Illinois(1/9/2023)
RR
Indiana(11/18/2022)
RR
Louisiana(8/16/2016)
RR
Maine(11/4/2020)
RR
Massachusetts(8/13/2021)
RR
Nebraska(1/18/2024)
RR
New Jersey(5/3/2024)
RR
New Mexico(1/12/2021)
RR
New York(3/1/2024)
RR
North Carolina(9/18/2020)
RR
Ohio(9/29/2023)
RR
Oklahoma(8/16/2016)
RR
Oregon(6/8/2022)
RR
Pennsylvania(11/9/2022)
RR
Texas(8/16/2016)
IAR
Texas(3/31/2025)
RR
Washington(1/26/2022)
RR
Wisconsin(4/8/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Dallas, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
