Shaun M. Jones
Professional summary
Shaun Michael Jones, CFP®, who also goes by Shaun M Jones, is a registered financial advisor currently at JONES FIDUCIARY WEALTH MANAGEMENT LLC located in Pawtucket, Rhode Island.
Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Shaun has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Michael Jones's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
March 31, 2021 - Present
JONES FIDUCIARY WEALTH MANAGEMENT LLC
April 17, 2003 - March 31, 2021
SECURIAN FINANCIAL SERVICES, INC.
June 20, 2001 - March 31, 2021
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2022)
(10/3/2024)
(3/31/2021)
Exams
Current Firm
JONES FIDUCIARY WEALTH MANAGEMENT LLC
CRD#: 311956 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 200 |
| AUM (Assets Under Management) | $ 84,158,647 |
Red Flags
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