MM
Mary K. Miller
STATE FARM INVESTMENT MANAGEMENT
Rockmart, GA 30153-2016
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CRD#: 4376712
MM
Professional summary
Mary Kay Miller, who also goes by Mary Kay Bramlett, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Rockmart, Georgia and STATE FARM VP MANAGEMENT CORP. located in Rockmart, Georgia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mary has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Kay Bramlett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Miller Bramlett LLC; investment-related; 32 Forest ST, Santa Rosa Beach, FL 32459; Investment or Commercial Property; 7/14/2020; 5; 0; communicate with potential guest. They typically rent 1 week at a time. 2) Kiwanis Club of Rockmart; investment-related; 300 Marble St., Rockmart, GA 30153; Membership/Civic/Fraternal Organization; Member; Treasurer; 10/1/2010; 2; 0; pay out money from budget and per board instructions. 3) Polk County Water Authority; non-investment-related; 1381 Rockmart Hwy, Cedartown, GA 30125; public service; board member; 4/15/2022; 4; 0; none. 4) Mary Miller's Insurance Agency; Insurance Agency; Investment-related; 1340 Chattahoochee Dr Rockmart, GA 30153-2016; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2001; 80; 80; Service customers and supervise employees 5) Polk General Hospital Cedartown-Polk County Hospital Authority; non-investment-related; 2360 Rockmart Hwy Cedartown GA 30125; public service; board member; board member; 10/14/2022; 2; 2; The boards are centric boards, and both are non-profit organizations established to help create qualify healthcare and equality of healthcare for the citizens of Polk County. 6) Floyd-Polk Heathcare Foundation Inc; Non-investment-related; 304 Turner McCall Blvd Rome GA 30153; Non-profit foundation for the community; Board Member; Chairman; 05/01/2023; 4; 4; Foundation that has investments and the foundation board has to help determine how to spend the money in Polk County (i.e. mental health help, education/help for some sort of health need in the Polk County Community). 7) Mary Miller - Property #1 (personally Held Real Estate); Investment-Related; 5 Mimarchelle Dr., Rockmart, GA 30153; Investment or Commercial Property; Partner; 12/07/2004; 1; 0; Residential Rental Real Estate. 8) Mary and Brad Miller - Property #2 (personally Held Real Estate); Investment-Related; 37 Aragon Rd Aragon, GA 30104; Investment or Commercial Property; Partner; 04/28/2020; 1; 0; Residential Rental Property. 9) Mary and Brad Miller - Property #3 (personally Held Real Estate); investment-related; 131 Portland Rd, Aragon, GA 30104; Investment or Commercial Property; Owner; None; 04/01/2025; 1;0; Review bank statements, Control of the checkbook, make deposits in the checking account, Pay bills/Co-Signor on checking account.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Kay Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1340 Chattahoochee Dr, Rockmart, GA 30153-2016RIA
CRD#: 3487
Rockmart, GA
Current
April 24, 2001 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1340 Chattahoochee Dr, Rockmart, GA 30153-2016BD
CRD#: 43036
Rockmart, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2020)
IAR
Alabama(11/24/2021)
RR
Florida(9/28/2021)
IAR
Florida(8/3/2022)
RR
Georgia(5/15/2001)
IAR
Georgia(11/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Rockmart, GA 30153-2016TRUST BUT VERIFY
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