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Leotis Charles Turner

CRD# 4376669·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Leotis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leotis Charles Turner was a registered financial advisor. Leotis was a previously registered financial professional and started their career in finance 2001 - 2015. Leotis had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 6, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

HIGH POINT CAPITAL GROUP, INC.·CRD# 25667
BD
Cocoa, FL
November 5, 2014 - July 14, 2015
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
October 19, 2011 - September 15, 2014
ASCENDIANT CAPITAL MARKETS, LLC·CRD# 152912
BD
Maitland, FL
April 5, 2011 - October 14, 2011
BMA SECURITIES, LLC·CRD# 108219
BD
Maitland, FL
January 3, 2011 - April 6, 2011
SEABOARD SECURITIES, INC.·CRD# 755
BD
Maitland, FL
July 27, 2009 - November 19, 2010
PARK FINANCIAL GROUP, INC.·CRD# 30582
BD
Maitland, FL
August 27, 2008 - July 24, 2009
SILVER OAK SECURITIES, INCORPORATED·CRD# 46947
BD
Louisville, KY
January 9, 2007 - October 23, 2007
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Louisville, KY
June 22, 2006 - December 31, 2006
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Louisville, KY
February 22, 2006 - December 31, 2006
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Louisville, KY
April 30, 2004 - February 13, 2006
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
February 6, 2004 - March 11, 2004
USA FINANCIAL SECURITIES LLC·CRD# 103857
BD
Ada, MI
July 31, 2002 - September 30, 2003
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
April 3, 2001 - August 5, 2002

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Current Firm

HP
HIGH POINT CAPITAL GROUP, INC.

COLLNER & HIGGINS, INC. | HIGH POINT CAPITAL GROUP, INC. | COLLNER HIGGINS & ANDERSEN, INC.

CRD#: 25667 / SEC#: 8-42040
BD
Terminated by SEC on 11/13/2015

Contact Information

Established

Florida since 09/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSEN, ROBERT ELWOOD JRPRESIDENT, SECRETARY, TREASURER, CCO & FINOP2010590

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2010

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2001About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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