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Robert Elwood Andersen Jr

CRD# 2010590·Registered 1992 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Elwood Andersen JR, who also goes by Bob Andersen, Robert E Andersen, Robert Elwood Anderson Jr, was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 1992 - 2012. Robert had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Andersen, Robert E Andersen, Robert Elwood Anderson Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ANDERSEN FINANCIAL·CRD# 144921
RIA
Cocoa, FL
May 12, 1997 - December 12, 2012
HIGH POINT CAPITAL GROUP, INC.·CRD# 25667
BD
Maitland, FL
November 22, 1992 - October 5, 2015

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Current Firm

AF
ANDERSEN FINANCIAL

ANDERSEN FINANCIAL | R. ANDERSEN FINANCIAL, INC.

CRD#: 144921

Contact Information

Main Address

400 High Point Drive Suite 350, Cocoa, FL 32926

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1996About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1994About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1993About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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