Gabriel I. Lindeen
Professional summary
Gabriel Isaac Lindeen is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Graham, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Smithfield, North Carolina.
Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gabriel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Isaac Lindeen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 236 S Main St Fl 2, Graham, NC 27253December 16, 2010 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1112 N Brightleaf Blvd, Smithfield, NC 27577Office #2: 102 N Pine St, Princeton, NC 27569Office #3: 11508 Us 70 Business, Clayton, NC 27520Office #4: 100 Mast Dr, Garner, NC 27529December 22, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 8, 2010 - December 14, 2010
CAPITAL INVESTMENT GROUP, INC.
September 10, 2007 - December 15, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 10, 2007 - December 15, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 22, 2005 - August 31, 2007
BB&T INVESTMENT SERVICES, INC.
January 19, 2005 - August 31, 2007
BB&T INVESTMENT SERVICES, INC.
June 9, 2004 - January 11, 2005
EDWARD JONES
June 14, 2001 - August 20, 2003
FBL MARKETING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2022)
(12/21/2018)
(9/17/2021)
(3/7/2013)
(4/8/2013)
(11/16/2022)
(1/7/2011)
(7/31/2024)
(11/24/2020)
(6/11/2024)
(9/9/2021)
(7/16/2024)
(12/23/2010)
(8/23/2016)
(6/10/2024)
(9/13/2021)
(1/26/2018)
(8/14/2020)
(12/11/2020)
(10/5/2011)
(2/22/2019)
(3/24/2022)
(6/18/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Graham, NC 27253TRUST BUT VERIFY
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