Courtney Langdon
Professional summary
Courtney Langdon is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in Scottsdale, Arizona.
Courtney is registered as a RR (Registered Representative) and started their career in finance in 2002. Courtney has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Courtney Langdon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2024 - Present
TCG CAPITAL MARKETS L.L.C.
September 7, 2023 - June 12, 2024
ATHENE SECURITIES, LLC
March 20, 2023 - June 11, 2024
GRIFFIN CAPITAL SECURITIES, LLC
November 15, 2016 - March 22, 2023
LORD, ABBETT & CO. LLC
November 9, 2016 - March 22, 2023
LORD ABBETT DISTRIBUTOR LLC
July 29, 2005 - October 27, 2016
NATIXIS ADVISORS, LLC
July 19, 2005 - October 27, 2016
NATIXIS DISTRIBUTION, LLC
September 11, 2003 - August 3, 2005
MANULIFE INVESTMENT MANAGEMENT (US) LLC
September 11, 2003 - August 3, 2005
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
September 4, 2002 - July 22, 2005
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
February 18, 2002 - September 6, 2002
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2024)
(7/15/2024)
(7/15/2024)
(9/24/2024)
(7/15/2024)
(7/15/2024)
(7/15/2024)
Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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