Tony A. Kassaei
Professional summary
Tony A. Kassaei was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tony is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Tony had worked at 9 firms, which includes EQUITY ADVISORS LLC, CENTAURUS FINANCIAL INC., SUMMIT BROKERAGE SERVICES INC., J P TURNER & COMPANY CAPITAL MANAGEMENT LLC, J.P. TURNER & COMPANY L.L.C., LPL FINANCIAL LLC, UBS FINANCIAL SERVICES INC., CITICORP INVESTMENT SERVICES, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2019 - November 30, 2020
EQUITY ADVISORS, LLC
October 27, 2015 - March 22, 2019
CENTAURUS FINANCIAL, INC.
October 19, 2015 - March 22, 2019
CENTAURUS FINANCIAL, INC.
September 25, 2015 - October 28, 2015
SUMMIT BROKERAGE SERVICES, INC.
August 19, 2009 - October 7, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
August 18, 2009 - October 7, 2015
J.P. TURNER & COMPANY, L.L.C.
September 29, 2005 - August 25, 2009
LPL FINANCIAL LLC
September 28, 2005 - August 25, 2009
LPL FINANCIAL LLC
January 21, 2004 - October 6, 2005
UBS FINANCIAL SERVICES INC.
January 21, 2004 - October 6, 2005
UBS FINANCIAL SERVICES INC.
April 2, 2003 - January 22, 2004
CITICORP INVESTMENT SERVICES
April 1, 2003 - January 22, 2004
CITICORP INVESTMENT SERVICES
February 13, 2002 - March 28, 2003
MORGAN STANLEY DW INC.
May 25, 2001 - March 28, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
EQUITY ADVISORS, LLC
CRD#: 300031 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 34,248,743 |
Red Flags
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